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1 Need for a good control

  • A good control group is crucial.

  • To assess the effect of an intervention, we need to compare a test and control group.

  • This is often not possible in a pretest/post-test design: e.g. effect before and after administering a drug without the use of a placebo group.

  • Groups in an observational study are often not comparable: advanced statistical methods are required to draw causal conclusions.

  • Double blinding

  • We have to be aware of confounding!

  • Randomized studies: random assignment of subjects in the study to the different treatment arms \(\rightarrow\) comparable groups.


2 Randomization

  • Randomization completely at random (no systematic allocation).

2.1 Simple Randomization

  • Can lead to differences in the number of experimental units in each treatment arm

  • in 5% of the cases we might observe an imbalance of

    • of at least 60:40 in a study with 100 subjects, and
    • of at least 531:469 in a study with 1000 subjects.
  • This imbalance is not problematic, but causes a loss in precision.


2.2 Balanced Randomization

  • Equal numbers of each treatment are assigned to a block of 2 or 4 patients.

      1. AB, (2) BA
      1. AABB, (2) ABAB, (3) ABBA, (4) BABA, (5) BAAB, (6) BBAA
  • Balanced Randomization ensures \(\pm\) the same number of people in the control and the treatment arm of the experiment.

  • Does not make that we have an equal number of males with and without the treatment, etc.

  • In small studies, it is possible that the groups are unbalanced in other characteristics (e.g. gender, race, age …)

  • This is not problematic because it occurs at random, but, again it causes a loss in precision.


2.3 Stratified randomization

  • The imbalance according to for instance gender can be avoided using stratified Randomization: balanced randomization per stratum

Stratified Randomization


3 Sample size

  • The sample size and the design are crucial.

  • The larger the sample size, the more precise the results.

4 Bad design example

  • dm: diabetic medium, nd: non diabetic medium, co: control

  • 4 bio-reps, 2 techreps/biorep

  • dm: diabetic medium, nd: non diabetic medium, co: control

  • 4 bio-reps, 2 techreps/biorep, 2 plates A & B

  • Treatment and plate almost entirely confounded


5 Wrap-up

  • Sample size is very important.

  • To assess the effect of a treatment, we should compare comparable and representative groups of subjects with and without the treatment (a good control!).

  • In observational studies, the researcher cannot choose the treatment. It was the patient or their MD who had chosen it

  • In experimental studies, the researcher assigns the treatment.

  • Confounding can be avoided via randomization.

  • We can also correct for confounding in the statistical analysis for the confounders that have been registered.

---
title: "3. Some concepts on experimental design"
author: "Lieven Clement"
date: "statOmics, Ghent University (https://statomics.github.io)"
---

<a rel="license" href="https://creativecommons.org/licenses/by-nc-sa/4.0"><img alt="Creative Commons License" style="border-width:0" src="https://i.creativecommons.org/l/by-nc-sa/4.0/88x31.png" /></a>

```{r setup, include=FALSE, cache=FALSE}
knitr::opts_chunk$set(
  include = TRUE, comment = NA, echo = TRUE,
  message = FALSE, warning = FALSE, cache = TRUE
)
library(tidyverse)
library(NHANES)
```

```{r pop2Samp2Pop, out.width='80%',fig.asp=.8, fig.align='center',echo=FALSE}
if ("pi" %in% ls()) rm("pi")
kopvoeter <- function(x, y, angle = 0, l = .2, cex.dot = .5, pch = 19, col = "black") {
  angle <- angle / 180 * pi
  points(x, y, cex = cex.dot, pch = pch, col = col)
  lines(c(x, x + l * cos(-pi / 2 + angle)), c(y, y + l * sin(-pi / 2 + angle)), col = col)
  lines(c(x + l / 2 * cos(-pi / 2 + angle), x + l / 2 * cos(-pi / 2 + angle) + l / 4 * cos(angle)), c(y + l / 2 * sin(-pi / 2 + angle), y + l / 2 * sin(-pi / 2 + angle) + l / 4 * sin(angle)), col = col)
  lines(c(x + l / 2 * cos(-pi / 2 + angle), x + l / 2 * cos(-pi / 2 + angle) + l / 4 * cos(pi + angle)), c(y + l / 2 * sin(-pi / 2 + angle), y + l / 2 * sin(-pi / 2 + angle) + l / 4 * sin(pi + angle)), col = col)
  lines(c(x + l * cos(-pi / 2 + angle), x + l * cos(-pi / 2 + angle) + l / 2 * cos(-pi / 2 + pi / 4 + angle)), c(y + l * sin(-pi / 2 + angle), y + l * sin(-pi / 2 + angle) + l / 2 * sin(-pi / 2 + pi / 4 + angle)), col = col)
  lines(c(x + l * cos(-pi / 2 + angle), x + l * cos(-pi / 2 + angle) + l / 2 * cos(-pi / 2 - pi / 4 + angle)), c(y + l * sin(-pi / 2 + angle), y + l * sin(-pi / 2 + angle) + l / 2 * sin(-pi / 2 - pi / 4 + angle)), col = col)
}

par(mar = c(0, 0, 0, 0), mai = c(0, 0, 0, 0))
plot(0, 0, xlab = "", ylab = "", xlim = c(0, 10), ylim = c(0, 10), col = 0, xaxt = "none", yaxt = "none", axes = FALSE)
rect(0, 6, 10, 10, border = "red", lwd = 2)
text(.5, 8, "population", srt = 90, col = "red", cex = 2)
symbols(3, 8, circles = 1.5, col = "red", add = TRUE, fg = "red", inches = FALSE, lwd = 2)
set.seed(330)
grid <- seq(0, 1.3, .01)

for (i in 1:50)
{
  angle1 <- runif(n = 1, min = 0, max = 360)
  angle2 <- runif(n = 1, min = 0, max = 360)
  radius <- sample(grid, prob = grid^2 * pi / sum(grid^2 * pi), size = 1)
  kopvoeter(3 + radius * cos(angle1 / 180 * pi), 8 + radius * sin(angle1 / 180 * pi), angle = angle2)
}
text(7.5, 8, "Cholesterol in population", col = "red", cex = 1.2)

rect(0, 0, 10, 4, border = "blue", lwd = 2)
text(.5, 2, "sample", srt = 90, col = "blue", cex = 2)
symbols(3, 2, circles = 1.5, col = "red", add = TRUE, fg = "blue", inches = FALSE, lwd = 2)
for (i in 0:2) {
  for (j in 0:4)
  {
    kopvoeter(2.1 + j * (3.9 - 2.1) / 4, 1.1 + i)
  }
}
text(7.5, 2, "Cholesterol in sample", col = "blue", cex = 1.2)

arrows(3, 5.9, 3, 4.1, col = "black", lwd = 3)
arrows(7, 4.1, 7, 5.9, col = "black", lwd = 3)
text(1.5, 5, "EXP. DESIGN (1)", col = "black", cex = 1.2)
text(8.5, 5, "ESTIMATION &\nINFERENCE (3)", col = "black", cex = 1.2)
text(7.5, .5, "DATA EXPLORATION &\nDESCRIPTIVE STATISTICS (2)", col = "black", cex = 1.2)
```

---

# Need for a good control

- A good control group is crucial.

- To assess the effect of an intervention, we need to compare a test and control group.

- This is often not possible in a pretest/post-test design: e.g. effect before and after administering a drug without the use of a placebo group.

- Groups in an observational study are often not comparable: advanced statistical methods are required to draw causal conclusions.

- Double blinding

- We have to be aware of confounding!

- Randomized studies: random assignment of subjects in the study to the different treatment arms $\rightarrow$ comparable groups.

---

# Randomization

- Randomization completely at random (no systematic allocation).

## Simple Randomization

- Can lead to differences in the number of experimental units in each treatment arm

- in 5% of the cases we might observe an imbalance of
    - of at least 60:40 in a study with 100 subjects, and
    - of at least 531:469 in a study with 1000 subjects.

- This imbalance is not problematic, but causes a loss in precision.

---

## Balanced Randomization

- Equal numbers of each treatment are assigned to a block of 2 or 4 patients.
    - (1) AB, (2) BA
    - (1) AABB, (2) ABAB, (3) ABBA, (4) BABA, (5) BAAB, (6) BBAA

- Balanced Randomization ensures $\pm$ the same number of people in the control and the treatment arm of the experiment.

- Does not make that we have an equal number of males with and without the treatment, etc.

- In small studies, it is possible that the groups are unbalanced in other characteristics (e.g. gender, race, age ...)

- This is not problematic because it occurs at random, but, again it causes a loss in precision.

---

## Stratified randomization

- The imbalance according to for instance gender can be avoided using stratified Randomization: balanced randomization per stratum

![Stratified Randomization](https://raw.githubusercontent.com/GTPB/PSLS20/gh-pages/assets/figs/stratification.png){ width=50% }

---

# Sample size

- The sample size and the design are crucial.

- The larger the sample size, the more precise the results.


# Bad design example

- dm: diabetic medium, nd: non diabetic medium, co: control
- 4 bio-reps, 2 techreps/biorep
![](https://raw.githubusercontent.com/GTPB/PSLS20/gh-pages/assets/figs/qpcrBadDesign1.png){ width=100% }

- dm: diabetic medium, nd: non diabetic medium, co: control
- 4 bio-reps, 2 techreps/biorep, 2 plates A & B
- Treatment and plate almost entirely confounded

![](https://raw.githubusercontent.com/GTPB/PSLS20/gh-pages/assets/figs/qpcrBadDesign2.png){ width=100% }

---


# Wrap-up

- Sample size is very important.

- To assess the effect of a treatment, we should compare comparable and representative groups of subjects with and without the treatment (a good control!).

- In observational studies, the researcher cannot choose the treatment. It was the patient or their MD who had chosen it

- In experimental studies, the researcher assigns the treatment.

- Confounding can be avoided via randomization.

- We can also correct for confounding in the statistical analysis for the confounders that have been registered.
